AN EXPERT GUIDE TO ASSESSMENT VALIDATION: VALIDATING ASSESSMENTS

An Expert Guide to Assessment Validation: Validating Assessments

An Expert Guide to Assessment Validation: Validating Assessments

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Once RTOs receive registration, they must oversee many aspects such as annual declarations, AVETMISS reporting, and marketing compliance. Of all these duties, validation is frequently the most daunting.

Even though we've covered validation in depth, let’s revisit its definition. ASQA defines validation as a quality review of the assessment process.

Validation is essentially about verifying the accuracy of parts of an RTO's assessment process and spotting areas needing improvement. Understanding its key components can make it less daunting.

Clause 1.8 in the SRTOs 2015 outlines that RTOs must ensure their assessment systems, including RPL, comply with training package requirements and the Principles of Assessment and Rules of Evidence.

The standards necessitate conducting two types of validation.

The initial validation type checks that your RTO's assessments align with the training package requirements.

The following validation type ensures that assessments follow the principles of assessment and rules of evidence.

Thus, validation is performed both prior to and following the assessment. The first type, assessment tool validation, is the focus here.

The Basics of the Two Types of Assessment Validation

Clarifying Assessment Validation

As previously discussed in our blogs, validation involves two processes: (1) assessment tool validation and (2) post-assessment validation.

Assessment tool validation, known as pre-assessment validation, pertains to the first part of the clause, focusing on meeting all unit requirements and ensuring total workbook compliance.

Conversely, post-assessment validation pertains to the implementation, ensuring Registered Training Organisations conduct assessments in line with the Principles of Assessment and Rules of Evidence.

Our focus in this article will be on assessment tool validation.

Guidelines for Conducting Assessment Tool Validation

With a clear understanding of the two types of validation, let’s focus on assessment tool validation.

Timing of Assessment Tool Validation

The objective of assessment tool validation is to ensure that all elements, performance criteria, and performance and knowledge evidence are addressed by your assessment tools.

This implies that any time you get new learning resources, assessment tool validation must be done before they are used by students.

You don’t have to wait for the next scheduled validation in your 5-year cycle. Validate new resources right away to ensure they are ready for students.

Still, this isn't the only reason for this type of validation. Conduct assessment tool validation when you:

- resources are updated by you
- new training products are added on scope
- course is reviewed by you against training product updates
- learning resources are identified by you as a risk during your risk assessment

The Australian Skills Quality Authority employs a risk-based approach for regulating RTOs and expects regular risk assessments. Therefore, student complaints about learning resources are an ideal time to conduct assessment tool validation.

Which Training Products Should You Validate?

Bear in mind, this validation aims to ensure compliance of all learning resources before use. All RTOs are required to validate all unit resources.

Key Resources for Assessment Tool Validation

Training Materials

To validate your assessment tools, you will need the complete set of your learning resources:

Mapping tool – the first document to check. It indicates which assessment items align with unit requirements, making validation faster.

Learner/student workbook – validate its suitability as an assessment tool. Ensure instructions are clear and answer fields are adequate. This is a frequent gap.

Assessor guide/marking guide – verify that instructions for assessors are comprehensive and clear benchmarks for each assessment item are present. Clear benchmarks are key to reliable assessment outcomes.

Other related resources – may consist of checklists, registers, and templates developed independently from the workbook and marking guide. Validate them to confirm they suit the assessment task and address unit requirements.

Team for Validation

Clause 1.11 describes the requirements for validation panel members, indicating that validation can be performed by one or more persons. RTOs often require all trainers and assessors to attend, and sometimes industry experts are invited.

Your validation panel, as a group, must possess:

Vocational competencies and current industry skills that relate to the unit being validated

Up-to-date knowledge and skills related to vocational teaching and learning

Any one of the following training and assessment qualifications:

TAE40116 Certificate IV in Training and Assessment or its equivalent

Validation instrument/template
Having a validation tool helps you with both the validation process and documentation. Using a validation tool makes it easier to look at how each assessment item maps against each unit requirement.
Having a validation tool aids both the validation process and documentation. It simplifies seeing how each assessment item maps to each unit requirement.
At the same time, it can serve as your document evidence that you have validated your resources before letting the students use them.
Additionally, it can provide proof that you have validated your resources before students use them.

ASQA does not provide a recommended or required template for assessment tool validation, but many templates are available online. These tools generally have validators review the tools as a whole to determine if they meet the principles of assessment.

Principles of Assessment Yes/No/Partially Comments
1. Fair
2. Flexible
3. Valid
4. Reliable

Though these templates make validation easier, they can lead to judgment errors because they provide little room for comments on each assessment item.

It is highly recommended to use a more detailed template for inspecting each unit requirement and the assessment items that map to them. Below is an example:

Element Performance Criteria Assessment Guidelines Standards Assessment Instrument Rectification Recommendations
What do you Need to Check?
What to Examine?

As we explained in our blog post Common Problems In Assessment Tools, it’s vital that your assessment tools enable trainers to follow assessment principles and evidence rules.

Assessment Principles
Fairness – Are equal opportunities and access offered to everyone in the assessment process?

Flexibility – Are different options provided in the assessment to demonstrate competence based on individual needs and preferences?

Validity – Does the assessment assess what it is intended to assess? Is it a valid tool for measuring the required skill or knowledge?

Reliability – Will the assessment give the same results every time, regardless of the trainer? Will different assessors make the same decision on skill competence?

Evidence Core Rules

Validity – Is the evidence demonstrating that the candidate has the skills, knowledge, and attributes described in the unit of competency and associated assessment requirements?
Sufficiency – Is there enough evidence to ensure that the learner has the skills and knowledge required?
Sufficiency – Is there sufficient evidence to ensure the learner has the required skills and knowledge?

Authenticity – Does the assessment tool ensure that the work is the candidate’s own?

Currency – Are the assessment tools reflective of current units of competency and contemporary industry practices?

Even though these are frequently addressed in VET professional development and nationally recognised training, a lot of tools still fail to meet these requirements.

To prevent employing learning resources that miss some unit requirements, be sure to follow these guidelines:

Be Consistent with Your Teachings

Take note of the verbs used in the unit requirements and make sure they are addressed by the assessment item. For example, in the unit CHCECE032 Nurture babies and toddlers, one performance evidence requirement asks students to:

Carry out each of the following activities at least once with two different babies under 12 months old in a safe environment, using age-appropriate verbal and non-verbal communication in accordance with service and regulatory requirements:

changing diapers

bottle preparation, feeding babies from bottles, and cleaning equipment

solid foods preparation and feeding babies

respond suitably to baby signs and cues

prepare and settle infants for sleep

monitor and foster physical exploration and gross motor skills appropriate click here for the age

Having students explain changing nappies for babies under 12 months old doesn’t directly address the unit requirement. Unless it’s meant to assess underpinning knowledge (i.e., knowledge evidence), students should be carrying out the tasks.

Plurals Matter!
Pay attention to the numbers. In our example on one of the unit requirements of CHCECE032, this single unit requirement calls for the students to complete the tasks at least once on two different babies under 12 months of age. Having students complete the tasks listed twice on just 1 baby won’t cut it.
Mind the numbers. In our CHCECE032 example, one unit requirement requires students to complete the tasks at least once with two different babies under 12 months old. Doing the tasks twice with one baby isn’t sufficient.

All or No Competence

Pay attention to lists. As mentioned earlier, if students perform only half the tasks listed, it’s non-compliant. Each assessment item must address all requirements, or the student is not yet competent and the assessment tool is non-compliant.
Can you be more specific?
Be More Specific

Each assessment item should have clear and specific benchmark answers to guide the assessor’s judgment on the student’s competence. Hence, it’s important that your instructions do not confuse students or assessors. For instance:
What kind of information can be included in a work package?
What details can be included in a work package?

The answer could include:

Compulsory resources

Associated costs

Activity length

Allocated duties and responsibilities

When an assessment item calls for several answers, indicate the number of answers required from a student. This way, your assessment remains reliable, and the evidence collected is valid.

This is also true for assessment items with double-barrelled questions or questions that require more than one answer at once. Such questions can confuse both students and assessors, as illustrated in the example below:

Identify a hazard and/or environmental concern in the workplace and select the most effective hazard control hierarchy.

Answers may include, but are not limited to:

Weather conditions – work area isolation, engineering controls, PPE

Work area and ground conditions – elimination, isolation, engineering

People – isolation, engineering, administration

Structural hazards – substitution, isolation, engineering controls

Chemical hazards – isolation, engineering controls, administration

Equipment or machinery – isolating, engineering, administration

Avoiding double-barrelled questions simplifies responses for students and allows assessors to accurately judge student competence.

Considering these requirements, you might wonder, “Don’t learning resource developers offer audit guarantees?” However, with these guarantees, you must wait for an audit before they help rectify noncompliance. This affects your compliance history, so it's better to take a safe and compliant approach.

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